Filing Details

Accession Number:
0001209191-17-001494
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-04 19:16:00
Reporting Period:
2016-12-30
Filing Date:
2017-01-04
Accepted Time:
2017-01-04 19:16:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1471261 Cobalt International Energy Inc. CIE Crude Petroleum & Natural Gas (1311) 270821169
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1477019 W. James Farnsworth C/O Cobalt Center
920 Memorial City Way, Suite 100
Houston TX 77024
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-30 21,545 $1.24 1,570,272 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 250,000 Indirect See footnote
Common Stock 3,000 Indirect See footnote
Footnotes
  1. Represent shares sold pursuant to a 10b5-1 Plan to cover taxes in connection with the vesting of certain restricted stock awards.
  2. The sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $1.23 to 1.26, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote.
  3. These shares of Common Stock are directly owned by a limited partnership, of which the reporting person is the sole general partner. The reporting person owns 0.1% of the limited partnership interests in the limited partnership and the remaining limited partnership interests are held by certain trusts for the benefit of the reporting person's adult children. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  4. These shares of Common Stock are directly held by the reporting person's spouse.