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Home > Insider Trading > Filing (0000720672-17-000005)

Filing Details

Accession Number:: 0000720672-17-000005
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-01-04 17:15:22
Reporting Period:: 2011-06-02

Filing Date:: 2017-01-04
Accepted Time:: 2017-01-04 17:15:22
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1517800	Allen Brautigam	One Financial Plaza 501 N. Broadway St. Louis MO 63102-2102		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2011-06-02	14,250	$37.75	0	No	4	S	Direct
Common Stock	Disposition	2013-08-28	3,000	$39.93	8,245	No	4	S	Direct
Common Stock	Acquisiton	2016-12-30	12,976	$0.00	28,794	No	4	M	Direct
Common Stock	Disposition	2016-12-30	12,976	$49.95	15,818	No	4	D	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	D	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Phantom Stock Units	Disposition	2016-12-30	12,976	$0.00	12,976	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
31,601	2016-12-30		No	4	M	Direct

Footnotes

Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,976 of the reporting person's phantom stock units were settled for cash.
No expiration date for these Units.