Filing Details

Accession Number:
0001234452-17-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-04 12:48:16
Reporting Period:
2017-01-03
Filing Date:
2017-01-04
Accepted Time:
2017-01-04 12:48:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
804328 Qualcomm Inc QCOM Radio & Tv Broadcasting & Communications Equipment (3663) 953685934
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1525498 S Matthew Grob 5775 Morehouse Dr.
San Diego CA 92121-1714
Evp, Qualcomm Technologies Inc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-01-03 2,000 $41.36 2,000 No 4 M Direct
Common Stock Disposition 2017-01-03 2,000 $65.86 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-01-03 2,000 $0.00 2,000 $41.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2019-04-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,000 Indirect By GRAT
Common Stock 15,000 Indirect by GRAT S
Common Stock 35,083 Indirect by Trust
Footnotes
  1. The transaction was conducted under a Rule 10b5-1 trading plan.
  2. Securities held by Dawn Grob, Trustee of the Dawn Grob 2015 Irrevocable Trust u/a dtd 3/17/15.
  3. Securities held by Matthew Grob and Dawn Grob Trustees for the Matthew and Dawn Grob Trust dtd. 8/26/1999.
  4. The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter, adjusted for any previously exercised options prior to becoming an affiliate. The option is fully vested five years after the date of grant.