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Filing Details

Accession Number:
0001094891-17-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-03 17:40:42
Reporting Period:
2016-12-28
Filing Date:
2017-01-03
Accepted Time:
2017-01-03 17:40:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1622577 Arowana Inc. ARWA Blank Checks (6770) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1641024 Kevin Chin C/o Arowana Inc.
Level 11, 153 Walker Street
North Sydney C3 NSW 2060
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2016-12-28 193,000 $0.00 1,223,138 No 4 S Indirect by The Panaga Group Trust
Ordinary Shares Acquisiton 2016-12-28 17,928 $0.00 1,241,066 No 4 C Indirect by The Panaga Group Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by The Panaga Group Trust
No 4 C Indirect by The Panaga Group Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Share Right to Receive Ordinary Share Disposition 2016-12-28 179,281 $0.00 17,928 $0.00
Ordinary Share Of Vivopower International Plc Redeemable Warrant Disposition 2016-12-28 179,281 $0.00 8,964 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 25,000 Indirect by Borneo Capital Pty Ltd.
Footnotes
  1. Mr. Chin is the sole director of Borneo Capital Pty Ltd. Accordingly, he may be deemed to have voting and dispositive power over the shares held by this entity. Mr. Chin disclaims beneficial ownership of these securities and this report shall not be deemed an admission that Mr. Chin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  2. Mr. Chin is a beneficiary of The Panaga Group Trust and one of the directors of the corporate trustee of such fund. Accordingly, he may be deemed to have voting and dispositive power over the shares held by this entity. Mr. Chin disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Chin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  3. The issuer's rights were converted into ordinary shares of the issuer upon the issuer's completion of its initial business combination at a ratio of 1 ordinary share for every 10 rights.
  4. The issuer's warrants were converted into ordinary shares of VivoPower International PLC upon the issuer's completion of its initial business combination at a ratio of 1 ordinary share of VivoPower International PLC for every 20 warrants.