- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2017-01-03 17:40:42
- Reporting Period:
- Filing Date:
- Accepted Time:
- 2017-01-03 17:40:42
- SEC Url:
- Form 4 Filing
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1641024||Kevin Chin||C/o Arowana Inc. |
Level 11, 153 Walker Street
North Sydney C3 NSW 2060
|Chairman And Ceo||Yes||Yes||Yes||No|
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Ordinary Shares||Disposition||2016-12-28||193,000||$0.00||1,223,138||No||4||S||Indirect||by The Panaga Group Trust|
|Ordinary Shares||Acquisiton||2016-12-28||17,928||$0.00||1,241,066||No||4||C||Indirect||by The Panaga Group Trust|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|No||4||S||Indirect||by The Panaga Group Trust|
|No||4||C||Indirect||by The Panaga Group Trust|
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Ordinary Share||Right to Receive Ordinary Share||Disposition||2016-12-28||179,281||$0.00||17,928||$0.00|
|Ordinary Share Of Vivopower International Plc||Redeemable Warrant||Disposition||2016-12-28||179,281||$0.00||8,964||$0.00|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
|Ordinary Shares||25,000||Indirect||by Borneo Capital Pty Ltd.|
- Mr. Chin is the sole director of Borneo Capital Pty Ltd. Accordingly, he may be deemed to have voting and dispositive power over the shares held by this entity. Mr. Chin disclaims beneficial ownership of these securities and this report shall not be deemed an admission that Mr. Chin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- Mr. Chin is a beneficiary of The Panaga Group Trust and one of the directors of the corporate trustee of such fund. Accordingly, he may be deemed to have voting and dispositive power over the shares held by this entity. Mr. Chin disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. Chin is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- The issuer's rights were converted into ordinary shares of the issuer upon the issuer's completion of its initial business combination at a ratio of 1 ordinary share for every 10 rights.
- The issuer's warrants were converted into ordinary shares of VivoPower International PLC upon the issuer's completion of its initial business combination at a ratio of 1 ordinary share of VivoPower International PLC for every 20 warrants.