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Home > Insider Trading > Filing (0001403256-17-000002)

Filing Details

Accession Number:
0001403256-17-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-03 17:29:40
Reporting Period:
2016-12-26
Filing Date:
2017-01-03
Accepted Time:
2017-01-03 17:29:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403256 Och-Ziff Capital Management Group Llc OZM Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1691781 Erez Elisha Och-Ziff Capital Management Group Llc
9 West 57Th Street, 39Th Floor
New York NY 10019		 Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Shares Disposition 2016-12-26 16,220 $3.03 27,669 No 4 F Direct
Class A Shares Disposition 2016-12-30 27,669 $3.25 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Footnotes
  1. Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units.
  2. These sales were made by the Reporting Person pursuant to a plan adopted on November 7, 2016 that is intended to comply with Exchange Act Rule 10b5-1(c).
  3. The price reported in column 4 is a weighted average price. The Class A Shares were sold in multiple transactions at prices ranging from $3.20 to $3.34. Upon request the Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer and any security holder of the Issuer the full information regarding the number of Class A Shares sold at each separate price within the range set forth in this footnote.