- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2017-01-03 16:27:04
- Reporting Period:
- Filing Date:
- Accepted Time:
- 2017-01-03 16:27:04
- SEC Url:
- Form 4 Filing
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1044734||Donald S Sussman||888 E. Las Olas Blvd. |
Ft Lauderdale FL 33301
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Derivative Transactions
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Common Stock||2012 Series A Warrants||Disposition||2016-12-30||1,605,809||$0.00||1,605,809||$1.14|
|Common Stock||2013 Series D Warrants||Disposition||2016-12-30||1,383,702||$0.00||1,383,702||$1.75|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
Reported Derivative Holdings
|Sec. Name||Sec. Type||Price||Date||Expiration Date||Amount||Remaning Holdings||Nature of Ownership|
|Common Stock||2016 Series F Warrants (right to buy)||$0.44||2016-08-15||2021-08-15||357,142||357,142||Direct|
|Expiration Date||Amount||Remaning Holdings||Nature of Ownership|
- Commercial Street Capital LLC ("CSC") has a contractual right to designate one member of the Issuer's board of directors and has designated Steven B. Ruchefsky, a director of the Issuer, pursuant to such right. Accordingly, the Reporting Person, as a co-managing director of CSC, may be deemed to be a director by deputization for purposes of Section 16 of the Exchange Act.
- These shares of common stock or warrants exercisable for shares of common stock, as applicable, represent a pro rata distribution from CSC, and not a purchase or sale, of such shares or warrants by CSC to its members without consideration.
- These reported securities are included within a sale by the Reporting Person of all such securities for an aggregate price of $1,000.
- As a result of the Issuer's 8/15/16 private placement of common stock and Series F Warrants, the exercise prices and shares underlying the 2012 Series A Warrants and 2013 Series D Warrants were automatically adjusted to the exercise price and shares reflected pursuant to anti-dilution adjustment provisions in such warrants.