Filing Details

Accession Number:
0001359824-17-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-03 16:27:04
Reporting Period:
2016-12-30
Filing Date:
2017-01-03
Accepted Time:
2017-01-03 16:27:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1195116 Arno Therapeutics Inc ARNI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1044734 Donald S Sussman 888 E. Las Olas Blvd.
Suite 210
Ft Lauderdale FL 33301
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-30 4,285,111 $0.00 714,285 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2012 Series A Warrants Disposition 2016-12-30 1,605,809 $0.00 1,605,809 $1.14
Common Stock 2013 Series D Warrants Disposition 2016-12-30 1,383,702 $0.00 1,383,702 $1.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-10-29 2017-11-26 No 4 S Direct
0 2013-10-29 2018-10-29 No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock 2016 Series F Warrants (right to buy) $0.44 2016-08-15 2021-08-15 357,142 357,142 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-08-15 357,142 357,142 Direct
Footnotes
  1. Commercial Street Capital LLC ("CSC") has a contractual right to designate one member of the Issuer's board of directors and has designated Steven B. Ruchefsky, a director of the Issuer, pursuant to such right. Accordingly, the Reporting Person, as a co-managing director of CSC, may be deemed to be a director by deputization for purposes of Section 16 of the Exchange Act.
  2. These shares of common stock or warrants exercisable for shares of common stock, as applicable, represent a pro rata distribution from CSC, and not a purchase or sale, of such shares or warrants by CSC to its members without consideration.
  3. These reported securities are included within a sale by the Reporting Person of all such securities for an aggregate price of $1,000.
  4. As a result of the Issuer's 8/15/16 private placement of common stock and Series F Warrants, the exercise prices and shares underlying the 2012 Series A Warrants and 2013 Series D Warrants were automatically adjusted to the exercise price and shares reflected pursuant to anti-dilution adjustment provisions in such warrants.