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Home > Insider Trading > Filing (0001144204-17-000010)

Filing Details

Accession Number:: 0001144204-17-000010
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-01-03 06:11:09
Reporting Period:: 2016-12-29

Filing Date:: 2017-01-03
Accepted Time:: 2017-01-03 06:11:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
727273	Cadiz Inc	CDZI	Water Supply (4941)	770313235

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1423875	Water Asset Management Llc	590 Madison Avenue, Suite 804 New York NY 10022		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-12-29	15,000	$12.66	2,937,660	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-12-30	20,000	$12.36	2,957,660	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Footnotes

The securities reported herein are directly held by investment funds and/or managed accounts for which the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein.