Filing Details

Accession Number:
0000899243-16-036435
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-30 17:16:00
Reporting Period:
2016-12-28
Filing Date:
2016-12-30
Accepted Time:
2016-12-30 17:16:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1478121 Pfenex Inc. PFNX () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1433536 Signet Healthcare Partners Accredited Partnership Iii Lp 152 West 57Th Street
19Th Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Disposition 2016-12-28 16,590 $9.66 1,714,654 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2016-12-29 1,587 $9.65 1,713,067 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2016-12-28 5,410 $9.66 559,167 No 4 S Direct
Common Stock, Par Value $0.001 Per Share Disposition 2016-12-29 517 $9.65 558,650 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Beneficially owned directly by Signet Healthcare Partners QP Partnership III LP ("SHPQP3") and indirectly by Signet Healthcare GP III LP, the general partner of SHPQP3; Signet Healthcare Partners LP, the management company for SHPQP3; and Signet Holdings LLC, the general partner of Signet Healthcare GP III LP and Signet Healthcare Partners LP. Signet Healthcare Partners LP, Signet Healthcare GP III LP and Signet Holdings LLC disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, if any.
  2. Beneficially owned directly by Signet Healthcare Partners Accredited Partnership III LP ("SHPAP3") and indirectly by Signet Healthcare GP III LP, the general partner of SHPAP3; Signet Healthcare Partners LP, the management company for SHPAP3; and Signet Holdings LLC, the general partner of Signet Healthcare GP III LP and Signet Healthcare Partners LP. Signet Healthcare Partners LP, Signet Healthcare GP III LP and Signet Holdings LLC disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, if any.