Filing Details

Accession Number:
0001354488-16-008743
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-30 16:44:48
Reporting Period:
2016-12-29
Filing Date:
2016-12-30
Accepted Time:
2016-12-30 16:44:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
2186 Relm Wireless Corp RWC Radio & Tv Broadcasting & Communications Equipment (3663) 593486297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
946454 Ballantyne Strong, Inc. 11422 Miracle Hills Drive, Suite 300
Omaha NE 68154
Yes No Yes No
1187586 H Joseph Moglia C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
No No Yes No
1591508 Fundamental Global Investors, Llc 4201 Congress Street, Suite 140
Charlotte NC 28209
Yes No Yes No
1619951 M Lewis Johnson C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
Yes No Yes No
1619991 Kyle Cerminara C/O Fundamental Global Investors, Llc
4201 Congress Street, Suite 140
Charlotte NC 28209
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-29 106,383 $4.71 106,383 No 4 P Indirect FGI Global Asset Allocation Master Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect FGI Global Asset Allocation Master Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,147,087 Indirect Ballantyne Strong, Inc.
Common Stock 680,140 Indirect Fundamental Global Partners, LP
Common Stock 1,541,621 Indirect Fundamental Global Partners Master Fund, LP
Footnotes
  1. The Reporting Persons beneficially own in the aggregate 3,832,107 shares of Common Stock, which represent approximately 27.9% of the Company's outstanding shares of Common Stock. Fundamental Global Investors, LLC may be deemed to be a beneficial owner of the shares of Common Stock that are directly owned by Fundamental Global Partners, LP ("FGPP"), Fundamental Global Partners Master Fund, LP ("FGPM"), FGI Global Asset Allocation Master Fund, LP (FGGM"), and Ballantyne Strong, Inc. ("BTN"). In addition, CWA Asset Management Group, LLC holds 690,483 shares of Common Stock for accounts of individual investors, which represent approximately 5.0% of the Company's outstanding shares of Common Stock.
  2. Due to their positions with Fundamental Global Investors, LLC and affiliated entities, Messrs. D. Kyle Cerminara, Lewis M. Johnson and Joseph H. Moglia may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by FGPP, FGPM and FGGM. Due to their positions with BTN, Fundamental Global Investors, LLC and affiliated entities, Messrs. Cerminara and Johnson may be deemed to be beneficial owners of the shares of Common Stock disclosed as directly owned by BTN. Each Reporting Person disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.
  3. Includes brokerage commission of $0.01 per share.