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Filing Details

Accession Number:: 0001193805-16-004428
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-29 16:35:21
Reporting Period:: 2016-12-29

Filing Date:: 2016-12-29
Accepted Time:: 2016-12-29 16:35:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1512074	Rmg Networks Holding Corp	RMGN	Services-Business Services, Nec (7389)	274452594

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1565350	Dooh Investment Manager Llc	540 W. Madison St., Suite 2500 Chicago IL 60661	No	No	Yes	No
1565352	Jr. R. Donald Wilson	540 W. Madison St., Suite 2500 Chicago IL 60661	No	No	Yes	No
1565356	2012 Dooh Investments Llc	540 W. Madison St., Suite 2500 Chicago IL 60661	No	No	Yes	No
1566768	Drw Commodities, Llc	540 W. Madison St., Suite 2500 Chicago IL 60661	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2016-12-29	281,079	$0.62	1,620,127	No	4	X	Indirect	By 2012 DOOH Investments LLC
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2016-12-29	494,264	$0.62	2,848,914	No	4	X	Indirect	By DRW Commodities, LLC
Common Stock, Par Value $0.0001 Per Share	Acquisiton	2016-12-29	222,154	$0.62	1,842,281	No	4	P	Indirect	By 2012 DOOH Investments LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Indirect	By 2012 DOOH Investments LLC
No	4	X	Indirect	By DRW Commodities, LLC
No	4	P	Indirect	By 2012 DOOH Investments LLC

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Subscription Rights (right to buy)	Disposition	2016-12-29	281,079	$0.00	281,079	$0.62
Common Stock	Subscription Rights (right to buy)	Disposition	2016-12-29	494,264	$0.00	494,264	$0.62

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2016-11-30	2016-12-22	No	4	X	Indirect
0	2016-11-30	2016-12-22	No	4	X	Indirect

Footnotes

This Form 4 is being filed by Donald R. Wilson, Jr. ("Wilson"), as well as DRW Holdings, LLC ("DRW Holdings"), DRW Commodities, LLC ("DRW Commodities"), 2012 DOOH Investments LLC ("DOOH Investments") and DOOH Investment Manager LLC ("DOOH Manager"), as set forth on the Joint Filer Information Statement attached as an exhibit hereto.
Reflects the exercise of subscription rights held by DOOH Investments and DRW Commodities, as applicable, pursuant to the Issuer's rights offering announced on November 30, 2016.
Wilson is the sole manager of DOOH Manager, which is the sole manager of DOOH Investments. A majority of the equity of DOOH Investments is owned by the Donald R. Wilson, Jr. 2002 Trust, a trust for the benefit of members of Wilson's immediate family and of which Wilson serves as trustee or investment adviser. Wilson disclaims beneficial ownership of any securities held by DOOH Investments, except to the extent of his indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that Wilson is the beneficial owner of such securities for purposes of Section 16 or otherwise.
Wilson is the sole manager of DRW Commodities and DRW Holdings, which owns 100% of the outstanding equity of DRW Commodities. A majority of the equity of DRW Holdings is owned, directly and indirectly, by trusts for the benefit of members of Wilson's immediate family and of which Wilson serves as trustee or investment adviser. Wilson disclaims beneficial ownership of any securities held by DRW Commodities, except to the extent of his indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that Wilson is the beneficial owner of such securities for purposes of Section 16 or otherwise.
The number of shares of Common Stock beneficially owned through DRW Commodities following the reported transactions includes 200 shares of Common Stock that were previously omitted from the Reporting Persons' Form 3 and subsequent Form 4 filings.
Reflects the purchase of shares of Common Stock pursuant to the Standby Purchase Agreement (the "Purchase Agreement"), dated as of November 30, 2016, among DRW Commodities, DOOH Investments, Children's Trust C/U The Donald R. Wilson 2009 GRAT #1 (the "Trust") and the Issuer. On December 21, 2016, DRW Commodities assigned its right to purchase Common Stock pursuant to the Purchase Agreement to the Trust.