Filing Details
- Accession Number:
- 0000072333-16-000410
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-12-29 12:53:26
- Reporting Period:
- 2016-12-12
- Filing Date:
- 2016-12-29
- Accepted Time:
- 2016-12-29 12:53:26
- Original Submission Date:
- 2016-12-14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1225037 | F Daniel Little | C/O Nordstrom, Inc. 1617 Sixth Avenue Seattle WA 98101 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-12 | 4,000 | $35.51 | 66,946 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-12 | 1,400 | $12.58 | 68,346 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-12 | 5,400 | $59.00 | 62,946 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-12 | 4,000 | $0.00 | 4,000 | $35.51 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-12-12 | 1,400 | $0.00 | 1,400 | $12.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-27 | No | 4 | M | Direct | |
| 34,310 | 2019-02-27 | No | 4 | M | Direct |
Footnotes
- The option exercise and sales reported herein are pursuant to a 10b5-1 Trading Plan entered into on 11/28/2016.
- This amended Form 4 is being filed to report options that were exercised and shares that were sold but were not included in the original filing due to an administrative error.
- This option was originally reported as an option grant for 31,108 shares of common stock at an exercise price of $38.02 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
- Exercisable in four equal annual installments commencing 2/28/2009.
- This option was originally reported as an option grant for 71,297 shares of common stock at an exercise price of $13.47 per share. The number of options and the exercise price were subsequently adjusted, pursuant to the terms of the 2004 Equity Incentive Plan, to reflect the effect of a proportional adjustment made in relation to a special dividend declared on October 1, 2015.
- Exercisable in four equal annual installments commencing 2/27/2010.
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