Filing Details
- Accession Number:
- 0001683168-16-001026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-28 16:43:16
- Reporting Period:
- 2016-12-26
- Filing Date:
- 2016-12-28
- Accepted Time:
- 2016-12-28 16:43:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 811212 | Cesca Therapeutics Inc. | KOOL | Laboratory Apparatus & Furniture (3821) | 943018487 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1667753 | Ltd Kong) (Hong Boyalife | C/O Boyalife Group Ltd. 800 Jiefang Road East Wuxi City, China F4 214002 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-26 | 6,102,942 | $2.52 | 6,838,237 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants to purchase common stock | Acquisiton | 2016-12-26 | 2,941,177 | $8.00 | 2,941,177 | $0.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,529,413 | 2016-12-26 | 2021-02-13 | No | 4 | P | Direct |
Billionaire Hedge Funds
