Filing Details

Accession Number:
0001366367-16-000189
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-28 11:56:27
Reporting Period:
2016-12-23
Filing Date:
2016-12-28
Accepted Time:
2016-12-28 11:56:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366367 Yadkin Financial Corp YDKN State Commercial Banks (6022) 204495993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1536016 S David Brody 3600 Glenwood Avenue, Suite 300
Raleigh NC 27612
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-23 5,000 $34.74 12,638 No 4 S Indirect As Trustee
Common Stock Disposition 2016-12-23 3,040 $34.75 4,560 No 4 S Indirect As Trustee, GST Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect As Trustee
No 4 S Indirect As Trustee, GST Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,525 Direct
Common Stock 6,079 Indirect As Managing Member
Footnotes
  1. The 1999 David Brody Living Trust
  2. The reporting person and each of three children own 25% of Brody Associates, LLC.
  3. The reporting person is Trustee of the Ethel S. Brody Irrevocable GST Trusts for each of three children.