Filing Details
- Accession Number:
- 0001209191-16-156730
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-23 21:40:31
- Reporting Period:
- 2016-12-22
- Filing Date:
- 2016-12-23
- Accepted Time:
- 2016-12-23 21:40:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1452751 | Nimble Storage Inc | NMBL | Computer Storage Devices (3572) | 261418899 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1504467 | Suresh Vasudevan | C/O Nimble Storage 211 River Oaks Parkway San Jose CA 95134 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-22 | 62,535 | $0.59 | 1,111,507 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-22 | 62,535 | $8.05 | 1,048,972 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-23 | 25,065 | $3.74 | 1,074,037 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-12-22 | 62,535 | $0.00 | 62,535 | $0.59 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-12-23 | 25,065 | $0.00 | 25,065 | $3.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,620,000 | 2021-03-08 | No | 4 | M | Direct | |
| 1,672 | 2023-03-31 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2016.
- The reported price is a weighted average sale price for multiple sale transactions ranging from a low sale price of $7.99 to a high sale price of $8.17. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request from the staff of the Securities and Exchange Commission, the Issuer or a stockholder of the Issuer.
- The stock option was fully vested as of February 28, 2015.
- The stock option grant shall vest as to 1/4th of the total number of shares on February 26, 2014 and thereafter shall vest as to 1/48th of the total number of shares in equal monthly installments.
Billionaire Hedge Funds
