Filing Details

Accession Number:
0001209191-16-156539
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-22 16:44:38
Reporting Period:
2016-12-20
Filing Date:
2016-12-22
Accepted Time:
2016-12-22 16:44:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
352363 Kate Spade & Co KATE Women's, Misses', And Juniors Outerwear (2330) 132842791
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1601368 J Deborah Lloyd C/O Kate Spade &Amp; Company
2 Park Ave
New York NY 10016
Chief Creative Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $1 Per Share Acquisiton 2016-12-20 37,500 $7.10 46,544 No 4 M Direct
Common Stock, Par Value $1 Per Share Disposition 2016-12-20 29,011 $14.63 17,533 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $1 Per Share Employee Stock Option Disposition 2016-12-20 37,500 $7.10 37,500 $7.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-03-01 No 4 M Direct
Footnotes
  1. Represents the number of shares sold to cover the exercise price and reporting person's tax withholding obligations in accordance with broker's procedure for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $14.63 to $14.66, inclusive. The reporting person undertakesto provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
  2. All of the shares are currently exercisable.