Filing Details
- Accession Number:
- 0001493152-16-016118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-21 17:30:33
- Reporting Period:
- 2016-12-20
- Filing Date:
- 2016-12-21
- Accepted Time:
- 2016-12-21 17:30:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1100397 | Advaxis Inc. | ADXS | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1022849 | J Thomas Mckearn | 305 College Road East Princeton NJ 08540 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-12-20 | 12,316 | $8.08 | 69,804 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The reporting person sold shares to cover their estimated tax obligation in connection with recent award vestings.
- Reflects the weighted average sale price. The range of prices for such transaction is $8.07 to $8.13. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
