Filing Details

Accession Number:
0001140361-16-090405
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-20 17:34:11
Reporting Period:
2016-12-16
Filing Date:
2016-12-20
Accepted Time:
2016-12-20 17:34:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
58361 Lee Enterprises Inc LEE ENT Newspapers: Publishing Or Publishing & Printing (2711) 420823980
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1328427 R Michael Gulledge C/O Lee Enterprises, Incorporated
201 N. Harrison Street, Ste. 600
Davenport IA 52801
Vp Ad Sales Leadership & Pub. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-16 35,000 $3.05 114,381 No 4 M Direct
Common Stock Disposition 2016-12-16 13,800 $3.05 100,581 No 4 S Direct
Common Stock Disposition 2016-12-16 8,000 $3.00 92,581 No 4 S Direct
Common Stock Disposition 2016-12-20 13,200 $2.85 79,381 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2010-09-28 36,800 $2.57 36,800 $2.57
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-12-16 35,000 $1.49 133,415 $1.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
36,800 2011-09-28 2020-09-28 No 4 A Direct
28,415 2013-09-20 2022-09-20 No 4 M Direct
Footnotes
  1. These securities are exercisable as follows: 30% upon the first anniversary date of the grant; 60% upon the second anniversary date of the grant; and 100% upon the third anniversary date of the grant.