Filing Details

Accession Number:
0001209191-16-156136
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-20 17:04:27
Reporting Period:
2016-12-16
Filing Date:
2016-12-20
Accepted Time:
2016-12-20 17:04:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012620 Genesee & Wyoming Inc GWR Railroads, Line-Haul Operating (4011) 060984624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032793 Iii B Mortimer Fuller C/O Genesee &Amp; Wyoming Inc.
20 West Avenue
Darien CT 06820
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $.01 Par Value Acquisiton 2016-12-16 28,000 $0.00 53,677 No 4 C Direct
Class A Common Stock, $.01 Par Value Disposition 2016-12-20 28,000 $71.44 25,677 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, $.01 Par Value Class B Common Stock, $.01 par value Disposition 2016-12-16 28,000 $0.00 28,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
638,573 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, $.01 Par Value 28,530 Indirect By trust
Class A Common Stock, $0.01 Par Value 226 Indirect By wife
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock, $.01 Par Value Class B Common Stock, $.01 par value $0.00 0 54,000 Indirect
Class A Common Stock, $.01 Par Value Class B Common Stock, $.01 par value $0.00 0 2,748 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 54,000 Indirect
0 2,748 Indirect
Footnotes
  1. The shares were received upon conversion of Class B Common Stock. Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
  2. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
  3. Represents the weighted average sales price for the price increments ranging from $71.02 to $71.98.
  4. Held by trusts of which Mr. Fuller is trustee for the benefit of members of Mr. Fuller's family. Mr. Fuller disclaims beneficial ownership of these shares.
  5. These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
  6. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.