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Home > Insider Trading > Filing (0000720672-16-000191)

Filing Details

Accession Number:: 0000720672-16-000191
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-20 16:26:12
Reporting Period:: 2016-12-16

Filing Date:: 2016-12-20
Accepted Time:: 2016-12-20 16:26:12
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720672	Stifel Financial Corp	SF	Security Brokers, Dealers & Flotation Companies (6211)	431273600

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1307666	M David Minnick	One Financial Plaza 501 N. Broadway St. Louis MO 63102-2102	General Counsel & Senior Vp	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-12-16	2,400	$51.17	1,793	No	4	S	Direct
Common Stock	Disposition	2016-12-16	318	$50.62	1,475	No	4	I	Direct
Common Stock	Disposition	2016-12-20	1,000	$52.00	475	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	I	Direct
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Phantom Stock Units	$0.00			10,532	10,532	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	10,532	10,532	Direct

Footnotes

Units vest in 20% increments over a five year period.
No expiration date for these Units.