Filing Details

Accession Number:
0001189871-16-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-16 20:02:07
Reporting Period:
2016-12-15
Filing Date:
2016-12-16
Accepted Time:
2016-12-16 20:02:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189871 Barr A Dolan C/O Ellie Mae, Inc.
4420 Rosewood Drive, Suite 500
Pleasanton CA 94588
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-15 5,000 $8.85 9,368 No 4 X Direct
Common Stock Disposition 2016-12-15 5,000 $80.65 4,368 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2016-12-15 5,000 $0.00 5,000 $8.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,666 2020-08-26 No 4 X Direct
Footnotes
  1. The exercise of these stock options was completed pursuant to the reporting person's Rule 10b5-1 trading plan.
  2. Reflects a 1-for-3 reverse stock split of the Issuer's outstanding securities effected immediately prior to the effectiveness of the Issuer's S-1 Registration Statement (Commission File No. 333-166438).
  3. Option vests with respect to 1/36th of the shares monthly commencing on August 26, 2010, such that the option will be fully vested and exercisable on August 26, 2013.
  4. The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.