Filing Details

Accession Number:
0000801898-16-000286
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-16 17:47:21
Reporting Period:
2016-12-15
Filing Date:
2016-12-16
Accepted Time:
2016-12-16 17:47:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
801898 Joy Global Inc JOY Mining Machinery & Equip (No Oil & Gas Field Mach & Equip) (3532) 391566457
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181633 M James Sullivan 100 E. Wisconsin Avenue
Suite 2780
Milwaukee WI 53202
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-15 44,334 $12.19 173,068 No 4 M Direct
Common Stock Disposition 2016-12-15 44,334 $28.05 128,734 No 4 S Direct
Common Stock Acquisiton 2016-12-15 88,666 $12.19 217,400 No 4 M Direct
Common Stock Disposition 2016-12-15 25,377 $28.05 192,023 No 4 S Direct
Common Stock Disposition 2016-12-15 63,289 $28.04 128,734 No 4 S Direct
Common Stock Disposition 2016-12-15 4,000 $28.05 124,734 No 4 S Direct
Common Stock Disposition 2016-12-15 173 $28.05 124,561 No 4 S Direct
Common Stock Disposition 2016-12-15 193 $28.05 124,368 No 4 S Direct
Common Stock Disposition 2016-12-15 171 $28.05 124,197 No 4 S Direct
Common Stock Disposition 2016-12-15 378 $28.05 123,819 No 4 S Direct
Common Stock Disposition 2016-12-15 184 $28.05 123,635 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-12-15 44,334 $0.00 44,334 $12.19
Common Stock Employee Stock Option (right to buy) Disposition 2016-12-15 88,666 $0.00 88,666 $12.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
88,666 2016-12-07 2025-12-07 No 4 M Direct
0 2016-12-15 2025-12-07 No 4 M Direct