Filing Details

Accession Number:
0001179110-16-033082
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-16 12:01:38
Reporting Period:
2016-12-14
Filing Date:
2016-12-16
Accepted Time:
2016-12-16 12:01:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
17313 Capital Southwest Corp CSWC () 751072796
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573461 R David Brooks C/o Capital Southwest Corporation
5400 Lyndon B. Johnson Fwy, Suite 1300
Dallas TX 75240
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-14 3,000 $15.82 9,600 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct