Filing Details
- Accession Number:
- 0001209191-16-155462
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-15 17:14:33
- Reporting Period:
- 2016-12-13
- Filing Date:
- 2016-12-15
- Accepted Time:
- 2016-12-15 17:14:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1175609 | Cavium Inc. | CAVM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 937378 | N C Reddy | C/O Alliance Semiconductor Corp. 2900 Lakeside Drive, Suite 229 Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-13 | 12,500 | $25.17 | 52,114 | No | 4 | M | Indirect | Both direct and indirect. See footnote |
| Common Stock | Disposition | 2016-12-13 | 12,500 | $63.26 | 39,614 | No | 4 | S | Indirect | Both direct and indirect. See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | Both direct and indirect. See footnote |
| No | 4 | S | Indirect | Both direct and indirect. See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option right to buy | Disposition | 2016-12-13 | 12,500 | $0.00 | 12,500 | $25.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-06-07 | 2017-05-07 | No | 4 | M | Direct |
Footnotes
- Of the total beneficial ownership following the transaction, 19,199 shares are held through a family trust and 1,207 shares are owned indirectly by the reporting person through multiple partnerships.
- Shares were sold ranging from $63.24 per share to $63.37 per share.
- 1/48th of the shares subject to the option vest monthly over 48 months.
Billionaire Hedge Funds
