Filing Details

Accession Number:
0001179110-16-032988
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-15 14:02:11
Reporting Period:
2016-12-13
Filing Date:
2016-12-15
Accepted Time:
2016-12-15 14:02:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425355 Mill City Ventures Iii Ltd MCVT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1394819 Michael Douglas Polinsky 328 Barry Ave, Suite 210
Wayzata MN 55391
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-13 2,500 $0.30 182,664 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 69,411 Indirect By Great North Capital Corp.
Common Stock 12,728 Indirect By Minor children
Common Stock 290,055 Indirect By Lantern Advisers LLC
Footnotes
  1. A Minnesota corporation, of which the Reporting Person is founder and Chief Executive Officer.
  2. The Reporting Person has no pecuniary interest in these shares and disclaims beneficial ownership.
  3. A limited liability company, of which the Reporting Person is a member and a manager.