Filing Details

Accession Number:
0001593968-16-001317
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-14 16:35:06
Reporting Period:
2016-12-13
Filing Date:
2016-12-14
Accepted Time:
2016-12-14 16:35:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466026 Midland States Bancorp Inc. MSBI State Commercial Banks (6022) 371233196
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1672607 D Thomas Shaw 1201 Network Centre Dr.
Effingham IL 62401
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-13 1,525 $33.44 1,525 No 4 P Indirect Tamsin J Shaw IRA
Common Stock Acquisiton 2016-12-13 2,900 $33.44 2,900 No 4 P Indirect Thomas D Shaw IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Tamsin J Shaw IRA
No 4 P Indirect Thomas D Shaw IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,658 Indirect Thomas D. Shaw A&R Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Common Share Equivalent $0.00 20,106 20,106 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
20,106 20,106 Direct
Footnotes
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
  2. Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.
  3. Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.