Filing Details
- Accession Number:
- 0001045810-16-000361
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-14 16:08:36
- Reporting Period:
- 2016-12-12
- Filing Date:
- 2016-12-14
- Accepted Time:
- 2016-12-14 16:08:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1045810 | Nvidia Corp | NVDA | Semiconductors & Related Devices (3674) | 943177549 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1197649 | Hsun Jen Huang | C/O Nvidia Corporation 2701 San Tomas Expressway Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-12 | 41,666 | $18.10 | 1,751,872 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-12 | 41,666 | $88.56 | 1,710,206 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Employee Stock Option (Right to Buy) | Disposition | 2016-12-12 | 41,666 | $0.00 | 41,666 | $18.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 125,002 | 2017-03-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,097,585 | Indirect | By Trust |
| Common Stock | 1,237,239 | Indirect | By Partnership |
| Common Stock | 557,000 | Indirect | By Irrevocable Trust |
| Common Stock | 769,705 | Indirect | The Jen-Hsun Huang 2016 Annuity Trust I Agreement |
| Common Stock | 769,705 | Indirect | The Jen-Hsun Huang 2016 Annuity Trust II Agreement |
| Common Stock | 769,705 | Indirect | The Lori Lynn Huang 2016 Annuity Trust I Agreement |
| Common Stock | 769,705 | Indirect | The Lori Lynn Huang 2016 Annuity Trust II Agreement |
Footnotes
- This transaction was pursuant to a 10b5-1 Plan.
- Represents weighted average sales price. The shares were sold at prices ranging from $87.72 to $89.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.
- The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.
- The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee.
- Fully vested.
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