Filing Details

Accession Number:
0001387467-16-000251
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-13 18:49:50
Reporting Period:
2016-12-09
Filing Date:
2016-12-13
Accepted Time:
2016-12-13 18:49:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387467 Alpha & Omega Semiconductor Ltd AOSL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1171523 I Robert Chen C/O Alpha &Amp; Omega Semiconductor Limited
475 Oakmead Parkway
Sunnyvale CA 94085
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-12-09 7,500 $7.56 23,635 No 4 M Direct
Common Shares Disposition 2016-12-09 7,500 $21.00 16,135 No 4 S Direct
Common Shares Disposition 2016-12-09 2,000 $22.00 14,135 No 4 S Direct
Common Shares Disposition 2016-12-09 3,850 $23.00 10,285 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Share Share Option (right to buy) Disposition 2016-12-09 7,500 $0.00 7,500 $7.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-11-10 No 4 M Direct
Footnotes
  1. Includes 4,513 shares subject to restricted share unit awards granted on November 9, 2016, which will be issued as such units vest in accordance with their terms.
  2. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on Nov 8, 2016.
  3. The price reported in Column 4 is the exact price at which all shares were sold.
  4. The option is fully vested and immediately exercisable for all option shares.