Filing Details

Accession Number:
0001144204-16-139066
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-12 21:15:30
Reporting Period:
2016-12-08
Filing Date:
2016-12-12
Accepted Time:
2016-12-12 21:15:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1259429 Ticc Capital Corp. TICC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1220191 W Richard Neu C/O Ticc Capital Corp.
8 Sound Shore Drive, Suite 255
Greenwich CT 06830
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-08 12,113 $7.05 12,113 No 4 P Direct
Common Stock Acquisiton 2016-12-09 10,000 $7.05 22,113 No 4 P Direct
Common Stock Acquisiton 2016-12-12 27,887 $7.09 50,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $7.00 to $7.05, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $7.0799 to $7.10, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.