Filing Details

Accession Number:
0001209191-16-154756
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-12 17:40:18
Reporting Period:
2016-12-08
Filing Date:
2016-12-12
Accepted Time:
2016-12-12 17:40:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1525769 Dave & Buster's Entertainment Inc. PLAY Retail-Eating Places (5812) 352382255
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1557355 M Stephen King 2481 Manana Drive
Dallas TX 75220
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-08 30,000 $4.44 30,001 No 4 M Direct
Common Stock Disposition 2016-12-08 30,000 $56.42 1 No 4 S Direct
Common Stock Acquisiton 2016-12-12 15,000 $4.44 15,000 No 4 M Indirect Stephen and Shauna King Investment Partnership LP
Common Stock Disposition 2016-12-12 15,000 $56.23 0 No 4 S Indirect Stephen and Shauna King Investment Partnership LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Indirect Stephen and Shauna King Investment Partnership LP
No 4 S Indirect Stephen and Shauna King Investment Partnership LP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-12-08 30,000 $0.00 30,000 $4.44
Common Stock Stock Option (Right to Buy) Disposition 2016-12-12 15,000 $0.00 15,000 $4.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
186,235 2020-06-01 No 4 M Direct
258,046 2020-06-01 No 4 M Indirect
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $56.00 to $57.45, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Stephen and Shauna King Investment Partnership, LP on April 8, 2016.
  3. The price reported in Column 4 is a weighted average price. These shares were sold to multiple transactions at prices ranging from $55.53 to $57.05, inclusive. The reporting person undertakes to provide to Dave & Buster's Entertainment, Inc., any security holder of Dave & Buster's Entertainment, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
  4. All of the shares subject to the option have previously vested.