Filing Details
- Accession Number:
- 0001127602-16-069683
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-12 16:27:12
- Reporting Period:
- 2016-12-09
- Filing Date:
- 2016-12-12
- Accepted Time:
- 2016-12-12 16:27:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102934 | Cabot Microelectronics Corp | CCMP | Semiconductors & Related Devices (3674) | 364324765 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1436880 | H David Li | C/O Cabot Microelectronics Corporation 870 Commons Drive Aurora IL 60504 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-09 | 4,500 | $32.64 | 78,354 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-09 | 4,500 | $62.20 | 73,854 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-09 | 12,000 | $44.10 | 85,854 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-09 | 12,000 | $62.20 | 73,854 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-09 | 6,750 | $46.45 | 80,604 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-09 | 6,750 | $62.20 | 73,854 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-12-09 | 4,500 | $0.00 | 4,500 | $32.64 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-12-09 | 12,000 | $0.00 | 12,000 | $44.10 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-12-09 | 6,750 | $0.00 | 6,750 | $46.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-12-03 | 2022-12-03 | No | 4 | M | Direct |
| 4,000 | 2014-12-03 | 2023-12-03 | No | 4 | M | Direct |
| 6,750 | 2015-12-03 | 2024-12-03 | No | 4 | M | Direct |
Footnotes
- Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- 2012 (FY13) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2013, 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016.
- 2013 (FY14) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017.
- 2014 (FY15) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018.
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