Filing Details
- Accession Number:
- 0001144204-16-138978
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-12 16:18:19
- Reporting Period:
- 2016-12-08
- Filing Date:
- 2016-12-12
- Accepted Time:
- 2016-12-12 16:18:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 924719 | Smith Midland Corp | SMID | Concrete Products, Except Block & Brick (3272) | 541727060 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1274098 | B Ashley Smith | C/O Smith-Midland Corporation 5119 Catlett Road Midland VA 22728 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-12-08 | 4,000 | $4.85 | 142,417 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-12-08 | 2,650 | $4.80 | 139,767 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-12 | 7,000 | $2.15 | 139,767 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-12 | 14,800 | $1.21 | 139,767 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Acquisiton | 2016-12-12 | 7,000 | $0.00 | 7,000 | $2.15 |
| Common Stock | Option (Right to Buy) | Acquisiton | 2016-12-12 | 14,800 | $0.00 | 14,800 | $1.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-05-21 | No | 4 | M | Direct | |
| 0 | 2018-06-30 | No | 4 | M | Direct |
Footnotes
- Options became exercisable cumulatively to the extent of 1/3 of the number of underlying shares on each of May 22, 2008, 2009 and 2010.
- Options became exercisable cumulatively to the extent of 1/3 of the number of underlying shares on each of June 30, 2009, 2010 and 2011.
Billionaire Hedge Funds
