Filing Details
- Accession Number:
- 0001358902-16-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-12 15:16:50
- Reporting Period:
- 2016-12-09
- Filing Date:
- 2016-12-12
- Accepted Time:
- 2016-12-12 15:16:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1647509 | Forest City Realty Trust Inc. | FCEA/FCEB | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1358902 | F Arthur Anton | 29500 Solon Road Solon OH 44139 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-12-09 | 15,000 | $21.30 | 30,560 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 5,969 | Direct | |
| Class A Common Stock | 8,193 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common | 2010 Stock Option Grant (right to buy) | $15.80 | 2011-12-13 | 2020-12-13 | 4,038 | 4,038 | Direct |
| Class A Common | 2011 Stock Option Grant (right to buy) | $17.72 | 2012-04-13 | 2021-04-13 | 4,463 | 4,463 | Direct |
| Class A Common | 2012 Stock Option Grant (right to buy) | $14.74 | 2013-04-11 | 2022-04-11 | 5,412 | 5,412 | Direct |
| Class A Common | 2013 Stock Option Grant (right to buy) | $17.60 | 2014-04-08 | 2023-04-08 | 4,557 | 4,557 | Direct |
| Class A Common | 2014 Stock Option Grant (right to buy) | $18.73 | 2015-03-28 | 2024-03-28 | 4,743 | 4,743 | Direct |
| Class A Common | 2015 Stock Option Grant (right to buy) | $24.62 | 2016-03-26 | 2025-03-26 | 7,060 | 7,060 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-12-13 | 4,038 | 4,038 | Direct |
| 2021-04-13 | 4,463 | 4,463 | Direct |
| 2022-04-11 | 5,412 | 5,412 | Direct |
| 2023-04-08 | 4,557 | 4,557 | Direct |
| 2024-03-28 | 4,743 | 4,743 | Direct |
| 2025-03-26 | 7,060 | 7,060 | Direct |
Footnotes
- 2016 Restricted Stock Grant - 100% vest on 3/23/2017.
- Direct registration account with transfer agent Wells Fargo. 947 shares from the 4/08/2013 restricted stock grant vested on 4/08/2016 and were transferred to this account. 2,233 shares from the 3/26/2015 reatricted stock grant vested on 3/26/2016 and were transferred to this account.
- Shares held direct in street account. The price $21.2960 represents a weighed average of purchase prices ranging from $21.2399 per share to $21.3499 per share. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
- 2010 Stock Option Grant - 33.33% exercisable 12/13/2011; 33.33% exercisable 12/13/2012; and 33.33% exercisable 12/13/2013.
- 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
- 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.
- 2013 Stock Option Grant - 33.33% exercisable 4/08/2014; 33.33% exercisable 4/08/2015; and 33.33% exercisable 4/08/2016.
- 2014 Stock Option Grant - 100% exercisable 3/28/2015.
- 2015 Stock Option Grant - 100% exercisable 3/26/2016.
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