Filing Details

Accession Number:
0001661556-16-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-12 14:51:27
Reporting Period:
2016-12-09
Filing Date:
2016-12-12
Accepted Time:
2016-12-12 14:51:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1647509 Forest City Realty Trust Inc. FCEA/FCEB Real Estate Investment Trusts (6798) 474113168
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1661556 Jr F Duane Bishop 50 Public Square, Suite 1100
Cleveland OH 44113
Exec Vp & Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2016-12-09 2,300 $21.46 20,867 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 3,658 Direct
Class A Common Stock 6,220 Direct
Class A Common Stock 4,445 Direct
Class A Common Stock 11,938 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock 2007 Stock Option Grant (right to buy) $65.35 2009-03-29 2017-03-29 10,000 10,000 Direct
Class A Common 2008 Stock Option Grant (right to buy) $36.38 2010-06-18 2018-06-18 7,107 7,107 Direct
Class A Common 2013 Performance Shares $0.00 2016-12-31 1988-08-08 6,929 6,929 Direct
Class A Common 2014 Performance Shares $0.00 2017-12-31 1988-08-08 8,259 8,259 Direct
Class A Common 2015 Performance Shares $0.00 2017-12-31 1988-08-08 5,926 5,926 Direct
Class A Common 2016 Performance Shares $0.00 2018-12-31 1988-08-08 17,908 17,908 Direct
Class A Common 2015 Out Performance Shares $0.00 2017-12-31 1988-08-08 32,000 32,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-03-29 10,000 10,000 Direct
2018-06-18 7,107 7,107 Direct
1988-08-08 6,929 6,929 Direct
1988-08-08 8,259 8,259 Direct
1988-08-08 5,926 5,926 Direct
1988-08-08 17,908 17,908 Direct
1988-08-08 32,000 32,000 Direct
Footnotes
  1. 2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017.
  2. 2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
  3. 2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
  4. 2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
  5. Shares are held by transfer agent in a direct registration account.
  6. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  7. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  8. Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
  9. Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
  10. Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
  11. Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
  12. Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will vest 50% on December 31, 2017 and 50% on December 31, 2018 and will be available to the grantee provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date.