Filing Details
- Accession Number:
- 0001209191-16-154465
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-09 17:20:02
- Reporting Period:
- 2016-12-08
- Filing Date:
- 2016-12-09
- Accepted Time:
- 2016-12-09 17:20:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 718937 | Staar Surgical Co | STAA | Ophthalmic Goods (3851) | 953797439 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1488891 | Hans-Martin Blickensdoerfer | 1911 Walker Avenue Monrovia CA 91016 | Sr. Vp, Emea, La And China | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-08 | 20,680 | $5.39 | 137,380 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-08 | 20,680 | $11.10 | 116,700 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-09 | 4,320 | $5.39 | 121,029 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-09 | 4,320 | $11.32 | 116,700 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2016-12-08 | 20,680 | $0.00 | 25,000 | $5.39 |
| Common Stock | Common Stock Option | Disposition | 2016-12-09 | 4,320 | $0.00 | 4,320 | $5.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,320 | 2016-04-01 | No | 4 | M | Direct | |
| 0 | 2016-04-01 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.10 to $11.15, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.20 to $11.35, inclusive.
- The option vested in three equal installments on April 2, 2008, April 2, 2009, and April 2, 2010.
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