Filing Details

Accession Number:
0001209191-16-154432
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-09 16:41:36
Reporting Period:
2016-12-08
Filing Date:
2016-12-09
Accepted Time:
2016-12-09 16:41:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1624899 Steris Plc STE Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 981203539
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1651806 A Daniel Carestio C/O Chancery House, 190 Waterside Road
Hamilton Industrial Park
Leicester X0 LE5 1QZ
Sr. V. P., Isomedix & Life Sci No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, 0.10 Par Value Acquisiton 2016-12-08 2,225 $29.94 20,025 No 4 M Direct
Ordinary Shares, 0.10 Par Value Disposition 2016-12-08 2,225 $67.54 17,800 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares, 0.10 Employee Stock Option (right to buy) Disposition 2016-12-08 2,225 $0.00 2,225 $29.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-05-30 No 4 M Direct
Footnotes
  1. This represents the average sales price of the 2,225 shares sold in the open market. The actual sales prices ranged from $67.50 per share to $67.72 per share. Issuer, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of these eight sales prices.
  2. 17,800 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 3,300 on May 31, 2017; 4,000 on May 30, 2018, 5,000 on May 28, 2019, 3,000 on October 1, 2019 and 2,500 on June 1, 2020.
  3. This option is fully exercisable. This option was received in the merger in exchange for an option to purchase 2,225 STERIS common shares for $29.94 per share, subject to the same terms and conditions as the original STERIS stock option.