Filing Details
- Accession Number:
- 0001469326-16-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-09 14:31:18
- Reporting Period:
- 2016-12-08
- Filing Date:
- 2016-12-09
- Accepted Time:
- 2016-12-09 14:31:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 874396 | Lifetime Brands Inc | LCUT | Cutlery, Handtools & General Hardware (3420) | 112682486 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469326 | Daniel Siegel | C/O Lifetime Brands, Inc. 1000 Stewart Avenue Garden City NY 11530 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-08 | 3,750 | $10.79 | 331,907 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-12-08 | 5,000 | $11.64 | 336,907 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-08 | 8,750 | $17.24 | 328,157 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2016-12-08 | 3,750 | $0.00 | 3,750 | $10.79 |
| Common Stock | Employee Stock Option | Disposition | 2016-12-08 | 5,000 | $0.00 | 5,000 | $11.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-06-15 | No | 4 | M | Direct | |
| 10,000 | 2022-04-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,500 | Indirect | Spouse |
| Common Stock | 1,500 | Indirect | Custodian |
| Common Stock | 1,500 | Indirect | Custodian |
| Common Stock | 6,000 | Indirect | Trustee |
Footnotes
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $17.05 to $17.40 per share. Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Uniform Transfer to Minors Act Custodian for Child 1
- Uniform Transfer to Minors Act Custodian for Child 2
- Reporting person is trustee for a trust for the benefit of Katherine & Juliana Wells.
- The options vested and became exercisable in four equal installments on each of June 16, 2012, 2013, 2014 and 2015.
- The options vested and became exercisable in four equal installments on each of May 1, 2013, 2014, 2015 and 2016.
Billionaire Hedge Funds
