Filing Details

Accession Number:
0001140361-16-089237
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-09 14:21:26
Reporting Period:
2016-12-07
Filing Date:
2016-12-09
Accepted Time:
2016-12-09 14:21:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1010858 Fairmount Santrol Holdings Inc. FMSA Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1401896 American Securities Partners V(B), L.p. C/O American Securities Llc
299 Park Ave, 34Th Floor
New York NY 10171
No No Yes No
1401897 American Securities Partners V, L.p. C/O American Securities Llc
299 Park Avenue, 34Th Floor
New York NY 10171
No No Yes No
1475482 L.p. (C) V Partners Securities American C/O American Securities Llc
299 Park Ave, 34Th Floor
New York NY 10171
No No Yes No
1475483 American Securities Llc 299 Park Avenue
34Th Floor
New York NY 10171
No No Yes No
1475484 American Securities Associates V, Llc C/O American Securities Llc
The Chrysler Center, 666 Third Avenue
New York NY 10017
No No Yes No
1621001 Asp Fml Co-Invest I, Llc C/O American Securities Llc
299 Park Avenue, 34Th Floor
New York NY 10171
No No Yes No
1621002 Asp Fml Investco, Llc C/O American Securities Llc
299 Park Avenue, 34Th Floor
New York NY 10171
No No Yes No
1621003 Asp Fml Holdings, Llc C/O American Securities Llc
299 Park Avenue, 34Th Floor
New York NY 10171
No No Yes No
1621183 Asp Manager Corp. C/O American Securities Llc
299 Park Avenue, 34Th Floor
New York NY 10171
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-07 23,000,000 $8.54 48,156,624 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The shares are directly owned by ASP FML Holdings, LLC ("ASPFMLHoldings") and may also be deemed to be indirectly beneficially owned by: (i) ASP FML Investco, LLC ("ASPFMLInvestco"), the owner of a majority of the membership interests in ASPFMLHoldings; (ii) American Securities Partners V, L.P., American Securities Partners V(B), L.P. and American Securities Partners V(C), L.P. (each, a "Sponsor") and ASP FML Co-Invest I, LLC ("ASPFMLCoinvest"), the owners of a majority of the membership interests in ASPFMLInvestco; and (iii) American Securities Associates V, LLC ("GP"), the general partner of each Sponsor. American Securities LLC ("ASLLC") provides investment advisory services to each Sponsor and to the GP. ASP Manager Corp., a wholly owned subsidiary of ASLLC, is the manager of ASPFML Holdings, ASPFMLInvestco and ASPFMLCoinvest.
  2. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of such Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.