Filing Details

Accession Number:
0000899243-16-035176
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-08 20:47:57
Reporting Period:
2016-12-06
Filing Date:
2016-12-08
Accepted Time:
2016-12-08 20:47:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383414 Pennantpark Investment Corp PNNT () 208250744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1396832 K Adam Bernstein C/O Pennantpark Investment Corporation
590 Madison Avenue 15Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-06 200 $7.67 46,430 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Includes 22,745 shares distributed to Mr. Bernstein by JAM Investments, LLP in September 2016.