Filing Details

Accession Number:
0001179110-16-032648
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-08 19:07:30
Reporting Period:
2016-12-06
Filing Date:
2016-12-08
Accepted Time:
2016-12-08 19:07:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1475841 National Bank Holdings Corp NBHC National Commercial Banks (6021) 270563799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558035 Jr. U Richard Newfield 7800 East Orchard Road, Suite 300
Greenwood Village CO 80111
Chief Risk Mngmt Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-06 50,000 $20.00 185,764 No 4 M Direct
Common Stock Disposition 2016-12-06 40,904 $30.30 144,860 No 4 F Direct
Common Stock Disposition 2016-12-07 9,096 $30.55 135,764 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-12-06 50,000 $0.00 50,000 $20.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2018-10-11 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.5275 to $30.615, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  2. Time-vested stock option award. Stock options vested in equal installments on October 11, 2012, October 11, 2013, and October 11, 2014.