Filing Details

Accession Number:
0001214659-16-015269
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-08 17:27:09
Reporting Period:
2016-12-06
Filing Date:
2016-12-08
Accepted Time:
2016-12-08 17:27:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1110647 Oclaro Inc. OCLR Semiconductors & Related Devices (3674) 201303994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596296 H Michael Fernicola 225 Charcot Ave
San Jose CA 95131
Principal Accounting Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-06 43,709 $8.23 72,465 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Sale subject to Rule 144.
  2. Sale of shares pursuant to a Rule 10b5-1 trading plan. This transaction was executed in multiple trades at prices ranging from $8.03 to $8.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.