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Home > Insider Trading > Filing (0001209191-16-154141)

Filing Details

Accession Number:: 0001209191-16-154141
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-12-08 16:07:20
Reporting Period:: 2016-12-06

Filing Date:: 2016-12-08
Accepted Time:: 2016-12-08 16:07:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1605997	Northern Power Systems Corp.	NPS	Engines & Turbines (3510)	826503088

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1606541	D. Marcus Baker	C/O Baker Properties One West Red Oak Lane White Plains NY 10604		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Disposition	2016-12-06	90,000	$0.25	1,338,981	No	4	S	Indirect	By Baker Investments, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Baker Investments, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Shares	56,875	Direct

Footnotes

Shares sold in a private sale.
The price reported is in Canadian dollars.
Shares are held directly by Baker Investments, LLC. Mr. Baker is President of Baker Companies, Inc. and is limited partner or member of its operating businesses, including Baker Investments, LLC.