Filing Details

Accession Number:
0001209191-16-154141
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-08 16:07:20
Reporting Period:
2016-12-06
Filing Date:
2016-12-08
Accepted Time:
2016-12-08 16:07:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1605997 Northern Power Systems Corp. NPS Engines & Turbines (3510) 826503088
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1606541 D. Marcus Baker C/o Baker Properties
One West Red Oak Lane
White Plains NY 10604
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2016-12-06 90,000 $0.25 1,338,981 No 4 S Indirect By Baker Investments, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Baker Investments, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 56,875 Direct
Footnotes
  1. Shares sold in a private sale.
  2. The price reported is in Canadian dollars.
  3. Shares are held directly by Baker Investments, LLC. Mr. Baker is President of Baker Companies, Inc. and is limited partner or member of its operating businesses, including Baker Investments, LLC.