Filing Details
- Accession Number:
- 0001209191-16-154061
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-08 11:41:21
- Reporting Period:
- 2016-12-07
- Filing Date:
- 2016-12-08
- Accepted Time:
- 2016-12-08 11:41:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1357137 | J Paul Bennett | 201 East Sandpointe 8Th Floor Santa Ana CA 92707-6708 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-07 | 16,700 | $24.91 | 46,283 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-07 | 16,700 | $65.19 | 29,583 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-07 | 13,700 | $29.25 | 43,283 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-07 | 13,700 | $65.19 | 29,583 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-07 | 14,112 | $35.28 | 43,695 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-07 | 14,112 | $65.19 | 29,583 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2016-12-07 | 16,700 | $24.91 | 16,700 | $24.91 |
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2016-12-07 | 13,700 | $29.25 | 13,700 | $29.25 |
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2016-12-07 | 14,112 | $35.28 | 14,112 | $35.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 51,167 | 2011-04-25 | 2020-01-25 | No | 4 | M | Direct |
| 37,467 | 2011-07-06 | 2021-04-06 | No | 4 | M | Direct |
| 23,355 | 2015-02-12 | 2021-02-12 | No | 4 | M | Direct |
Footnotes
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
- This is the weighted average of the price traded. The high was $65.65 and the low was $65.00. The reporting person undertakes to provide UEI, any security holder of UEI, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
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