Filing Details

Accession Number:
0001209191-16-154017
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-07 19:33:45
Reporting Period:
2016-12-06
Filing Date:
2016-12-07
Accepted Time:
2016-12-07 19:33:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1046102 Ritchie Bros Auctioneers Inc RBA Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1661709 William Douglas Olive C/o Ritchie Bros. Auctioneers Inc.
9500 Glenlyon Parkway
Burnaby A1 V5J 0C6
Sr. Vp, Pricing & Appraisals No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-12-06 5,400 $23.44 5,400 No 4 M Direct
Common Shares Disposition 2016-12-06 5,400 $37.75 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Stock Option (Right to Buy) Disposition 2016-12-06 5,400 $0.00 5,400 $23.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-03-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 1,617 Indirect Employee Stock Purchase Plan
Common Shares 12,861 Indirect Long-Term Investment Plan
Footnotes
  1. Includes all Employee Stock Purchase Plan purchases through December 6, 2016
  2. The options were granted on March 6, 2012 and vested in three equal annual installments beginning on March 6, 2013.