Filing Details
- Accession Number:
- 0000937556-16-000426
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-07 18:14:11
- Reporting Period:
- 2016-12-06
- Filing Date:
- 2016-12-07
- Accepted Time:
- 2016-12-07 18:14:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 937556 | Masimo Corp | MASI | Electromedical & Electrotherapeutic Apparatus (3845) | 330368882 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1575205 | Samuel Thomas Mcclenahan | C/O Masimo Corporation 52 Discovery Irvine CA 92618 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-06 | 4,000 | $22.40 | 4,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-06 | 4,000 | $63.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-06 | 3,707 | $19.72 | 3,707 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-06 | 3,707 | $0.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-12-07 | 2,293 | $19.72 | 2,293 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-12-07 | 2,293 | $63.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2016-12-06 | 4,000 | $0.00 | 4,000 | $22.40 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2016-12-06 | 3,707 | $0.00 | 3,707 | $19.72 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2016-12-07 | 2,293 | $0.00 | 2,293 | $19.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 4,000 | 2013-07-31 | 2022-07-31 | No | 4 | M | Direct |
| 36,293 | 2014-04-25 | 2023-04-25 | No | 4 | M | Direct |
| 34,000 | 2014-04-25 | 2023-04-25 | No | 4 | M | Direct |
Footnotes
- The shares covered by this Form 4 were sold pursuant to a Rule 10b5-1 Sales Plan dated as of September 12, 2016, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- This option was granted on July 31, 2012 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
- This option was granted on April 25, 2013 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
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