Filing Details

Accession Number:
0001209191-16-153911
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-07 16:41:24
Reporting Period:
2016-12-05
Filing Date:
2016-12-07
Accepted Time:
2016-12-07 16:41:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401708 Nanostring Technologies Inc NSTG Biological Products, (No Disgnostic Substances) (2836) 200094687
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1575897 Wayne Burns 530 Fairview Avenue N.
Seattle WA 98109
Svp, Operations & Admin No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-05 11,330 $12.77 71,034 No 4 M Direct
Common Stock Disposition 2016-12-05 11,330 $22.04 59,704 No 4 S Direct
Common Stock Acquisiton 2016-12-06 6,170 $12.77 65,874 No 4 M Direct
Common Stock Acquisiton 2016-12-06 4,166 $12.94 70,040 No 4 M Direct
Common Stock Disposition 2016-12-06 10,336 $22.03 59,704 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2016-12-05 11,330 $0.00 11,330 $12.77
Common Stock Stock Option (right to buy) Disposition 2016-12-06 6,170 $0.00 6,170 $12.77
Common Stock Common Stock (right to buy) Disposition 2016-12-06 4,166 $0.00 4,166 $12.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
28,670 2025-02-09 No 4 M Direct
22,500 2025-02-09 No 4 M Direct
15,834 2026-02-05 No 4 M Direct
Footnotes
  1. The sales reported by Mr. Burns were effected pursuant to a Rule 10b5-1 trading plan adopted on November 17, 2016.
  2. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.18, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.11, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  4. 1/48 of the shares subject to such option shall vest on each monthly anniversary of February 9, 2015.
  5. The shares subject to this option shall vest at a rate of 1/48th of the total number of shares on the one-month anniversary of February 5, 2016 (the "Option Vesting Commencement Date"), and 1/48th of the total number of shares vest each monthly anniversary of the Option Vesting Commencement Date thereafter, for so long as the recipient of the option remains a Service Provider, such that the total number of shares shall be fully vested on the four-year anniversary of the Option Vesting Commencement Date.