Filing Details

Accession Number:
0001127602-16-069323
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-06 17:31:46
Reporting Period:
2016-12-04
Filing Date:
2016-12-06
Accepted Time:
2016-12-06 17:31:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7332 Southwestern Energy Co SWN Crude Petroleum & Natural Gas (1311) 710205415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1452698 Craig Robert Owen 10000 Energy Drive
Spring TX 77389
Senior Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-04 4,584 $11.67 101,649 No 4 F Direct
Common Stock Disposition 2016-12-05 919 $12.29 100,730 No 4 F Direct
Common Stock Disposition 2016-12-06 1,095 $12.29 99,635 No 4 F Direct
Common Stock Acquisiton 2016-12-06 37,500 $7.74 137,135 No 4 M Direct
Common Stock Disposition 2016-12-06 37,500 $12.22 99,635 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2016-12-06 37,500 $0.00 37,500 $7.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
112,370 2016-12-04 2022-12-04 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $12.205 to $12.23. The price reported above in Column 4 reflects the average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  2. Options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65 with required years of service, or a change in control.