Filing Details
- Accession Number:
- 0001613665-16-000287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-06 17:12:08
- Reporting Period:
- 2016-12-02
- Filing Date:
- 2016-12-06
- Accepted Time:
- 2016-12-06 17:12:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1613665 | Great Western Bancorp Inc. | GWB | State Commercial Banks (6022) | 471308512 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622162 | James Kenneth Karels | C/O Great Western Bancorp, Inc. 225 South Main Avenue Sioux Falls SD 57104 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-12-04 | 6,500 | $0.00 | 16,581 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2016-12-04 | 3,790 | $0.00 | 20,371 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2016-12-06 | 3,516 | $40.32 | 16,855 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units (2015 STI) | Disposition | 2016-12-04 | 6,500 | $0.00 | 6,500 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2015 | Disposition | 2016-12-04 | 3,790 | $0.00 | 3,790 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units (2016 STI) | Acquisiton | 2016-12-02 | 13,631 | $0.00 | 13,631 | $0.00 |
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2016 | Acquisiton | 2016-12-02 | 11,603 | $0.00 | 11,603 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,501 | No | 4 | M | Direct | ||
| 7,581 | No | 4 | M | Direct | ||
| 13,631 | No | 4 | A | Direct | ||
| 11,603 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | 48,000 | Indirect | Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Restricted Stock Units - 2014 | $0.00 | 6,205 | 6,205 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 6,205 | 6,205 | Direct |
Footnotes
- These shares were sold pursuant to a plan of disposition adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 to satisfy tax obligations on the vesting of restricted stock unit awards.
- Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- The restricted stock units vest in three annual equal installments beginning on October 20, 2015. The restricted stock units have no expiration date.
- The restricted stock units vest in two annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
- The restricted stock units vest in three annual equal installments beginning on December 4, 2016. The restricted stock units have no expiration date.
- The restricted stock units vest in two annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
- The restricted stock units vest in three annual equal installments beginning on December 2, 2017. The restricted stock units have no expiration date.
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