Filing Details
- Accession Number:
- 0001140361-16-088887
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-12-06 13:22:40
- Reporting Period:
- 2016-12-02
- Filing Date:
- 2016-12-06
- Accepted Time:
- 2016-12-06 13:22:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 896429 | Usa Technologies Inc | USAT | Calculating & Accounting Machines (No Electronic Computers) (3578) | 232679963 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202182 | P Stephen Herbert | 100 Deerfield Ln Suite 140 Malvern PA 19355 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-02 | 2,000 | $4.00 | 321,388 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 62,010 | Indirect | By Child |
| Common Stock | 27,440 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Qualified Stock Option (Right to Buy) (Common Stock) | $4.98 | 2023-08-31 | 20,080 | 20,080 | Direct | |
| Common Stock | Qualified Stock Option (Right to Buy) | $3.38 | 2016-08-01 | 2022-08-01 | 29,585 | 29,585 | Direct |
| Common Stock | Qualified Stock Option (Right to Buy) | $1.80 | 2015-09-01 | 2021-09-01 | 55,555 | 55,555 | Direct |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | $1.80 | 2021-09-01 | 150,000 | 150,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-08-31 | 20,080 | 20,080 | Direct |
| 2022-08-01 | 29,585 | 29,585 | Direct |
| 2021-09-01 | 55,555 | 55,555 | Direct |
| 2021-09-01 | 150,000 | 150,000 | Direct |
Footnotes
- The stock options vest on August 31, 2017.
- The stock options vested or vest as follows: 50,000 on 9/1/2015; 50,000 on 9/1/2016; and 50,000 on 9/1/2017.
Billionaire Hedge Funds
