Filing Details

Accession Number:
0000927089-16-001046
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-06 10:43:55
Reporting Period:
2016-12-02
Filing Date:
2016-12-06
Accepted Time:
2016-12-06 10:43:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1391933 Quaint Oak Bancorp Inc QNTO Savings Institutions, Not Federally Chartered (6036) 352293957
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403487 J Robert Phillips C/O Quaint Oak Bancorp, Inc.
607 Lakeside Drive
Southampton PA 18966
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-12-02 2 $11.75 658 No 4 S Indirect By Spouse in IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Spouse in IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 38,946 Direct
Common Stock 1,456 Indirect By IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $5.00 2013-05-14 2018-05-14 30,044 30,044 Direct
Common Stock Stock Option (Right to Buy) $8.10 2023-05-08 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-05-14 30,044 30,044 Direct
2023-05-08 10,000 10,000 Direct
Footnotes
  1. Disposition of shares to satisfy required minimum distribution from individual retirement account of the reporting person's spouse.
  2. Includes 1,200 shares granted pursuant to the 2013 Stock Incentive Plan which reflect the unvested portion of a grant amount originally covering 3,000 shares (adjusted to reflect the 2-for-1 stock split) that commenced vesting at a rate of 20% per year on May 8, 2014 and 36,546 shares held jointly with the reporting person's spouse.
  3. The options vested 20% per year in five equal annual installments beginning on May 14, 2009.
  4. The options are vesting ratably over five years at 20% per year commencing on May 8, 2014.