Filing Details

Accession Number:
0001415889-16-007548
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-12-06 06:00:20
Reporting Period:
2016-12-01
Filing Date:
2016-12-06
Accepted Time:
2016-12-06 06:00:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1076682 Majesco Entertainment Co COOL Services-Prepackaged Software (7372) 061529524
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553316 John Stetson 4041-T Hadley Road
S. Plainfield NJ 07080
Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2016-12-01 175,000 $0.00 320,801 No 4 A Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2016-12-02 11,621 $0.00 332,422 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2016-12-02 5,555 $0.00 19,444 No 4 P Indirect See footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2016-12-02 5,555 $0.00 19,444 No 4 P Indirect See footnote
Series A Convertible Preferred Stock Disposition 2016-12-02 11,621 $0.00 0 No 4 C Direct
Series D Convertible Preferred Stock Disposition 2016-12-02 556 $0.00 0 No 4 C Indirect See footnote
Series D Convertible Preferred Stock Disposition 2016-12-02 556 $0.00 0 No 4 C Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 C Direct
No 4 C Indirect See footnote
No 4 C Indirect See footnote
Footnotes
  1. Represents a restricted stock award (the "Restricted Stock Award") pursuant to the Issuer's 2017 Equity Incentive Plan (the "Plan"), which Plan is subject to stockholder approval.
  2. Represents (i) the Restricted Stock Award, (ii) a restricted stock award of 50,000 shares granted pursuant to the Issuer's 2014 Equity Incentive Plan, (iii) a restricted stock award of 87,500 shares granted pursuant to the Issuer's 2016 Equity Incentive Plan of which 50% vested on April 25, 2016 and 50% vested on December 1, 2016 and (iv) 8,301 shares of the Issuer's common stock.
  3. On December 2, 2016, the Reporting Person converted 11,621 shares of the Issuer's Series A Convertible Preferred Stock at a conversion rate of one share of common stock for one share of Series A Convertible Preferred Stock.
  4. On December 2, 2016, Stetson Capital Investments, Inc. converted 555.5 shares of the Issuer's Series D Convertible Preferred Stock at a conversion rate of ten shares of common stock for one share of Series D Convertible Preferred Stock. John Stetson is the President of Stetson Capital Investments, Inc. and in such capacity has voting and dispositive control over the securities held by such entity.
  5. On December 2, 2016, Stetson Capital Investments, Inc. Retirement Plan converted 555.5 shares of the Issuer's Series D Convertible Preferred Stock at a conversion rate of ten shares of common stock for one share of Series D Convertible Preferred Stock. John Stetson is the Trustee of Stetson Capital Investments, Inc. Retirement Plan and in such capacity has voting and dispositive control over the securities held by such entity.